Outsourcing 3(21) & 3(38) Solutions (Panelist)

This session will provide a high level overview of outsourcing 3(21) and 3(38) advisory services, while illuminating the key differences of each. Our panel of experts will explore the advantages of outsourcing as well discuss who should outsource and why. We will compare and contrast key components of 3(21) advisory solutions and 3(38) reporting deliverables. The specific risks and potential areas of concern associated with outsourced advisory services for plan sponsors, product vendors and investment advisory firms will all be discussed. Based on the applications of products, services and solutions currently in use, the panelists will also share their hands on experience with outsourced advisory services.

Segments

Segment One
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Guest

Dominic Falaschetti
Sr. VP, Investment Strategies, Mesirow Financial
Dominic Falaschetti is a Sr. VP Senior Vice President for Mesirow Financial's Investment Strategies Group. Mr. Falaschetti manages the team of consultants that supports the firm's Fiduciary Partnership with approximately 6,000 plan sponsors and over $6 billion in fiduciary assets under advisement. Dominic is responsible for the group's manager due diligence, risk/target-date based asset allocation and fund specific portfolio services. With almost two decades of financial services experience, he has spoken at many industry conferences including SPARK, Pension & Investments and CFDD. Prior to joining Mesirow Financial, Dominic held various positions with Morningstar/Ibbotson Associates from 1994 to 2006. As a Senior Consultant/Manager, he was responsible for constructing asset class and mutual fund level portfolios for 401(k) managed account clients. Dominic is a CFA Charterholder and has his B.S. from the University of Illinois.


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